Compliance Supervisor, Finance Operations
Company: SAN MANUEL INDIAN BINGO & CASINO
Posted on: June 6, 2021
As an economic development of the San Manuel Band of Mission
Indians ("Tribe") pursuant to the Indian Gaming Regulatory Act, the
San Manuel Casino (SMC) generates revenue used to maintain
governmental operations, provides for the general welfare and
healthcare needs of the Tribe, supplies infrastructure needs such
as roads, and supports the continued economic development of the
The Operational Compliance (OC) section of the Casino Accounting
Department plays and instrumental role in ensuring the
effectiveness of controls put in place to mitigate the risk for
fraud, reduce errors, improve process results, and/or reduce costs.
The Operational Compliance Process Supervisor, at the direction of
the Operational Compliance Manager, is responsible for developing
and overseeing a process for monitoring compliance with internal
controls and other regulatory mandates. The Operational Compliance
Process Supervisor hires, directs, develops, and trains a team of
Specialists to perform rapid assurance reviews and effectively
analyze internal control effectiveness.
Essential Duties & Responsibilities
Provides supervisor oversight of OC section including work
performed by team members and related administrative tasks.
Provides guidance and direction to team members performing OC
reviews. Determines work assignments taking into account complexity
of assignment and skill level necessary to perform work.
Performs and directs audit and assessment activities for gaming
and non-gaming departments supported by OC Team. Leads quality
process development and improvement initiatives with respective
departments. Plans, measures and analyzes data, monitors trends and
evaluates process and service quality and service quality gaps.
Manages and provides feedback to associates and management via
meetings, collaboration and reports. Makes presentations to
department management, executive management and Tribal Business
Reviews draft reports prepared by team members and approves all
final reports for submission to management. Performs review and
evaluation of programs for complex or sensitive cases, as
Develops annual Quality Assurance Review Plan after taking into
consideration feedback from Casino Compliance Officer and other
- Performs other duties as assigned to support the efficient
operation of the department.
Carries out supervisory responsibilities in accordance with the
enterprise's policies and applicable laws. Responsibilities include
interviewing, hiring and training employees; planning, assigning
reviewing and directing work; evaluating and appraising
performance; rewarding and disciplining employees; addressing
complaints and resolving problems.
- Bachelor's Degree with an area of study in Accounting, Business
Administration, Computer Science, or Psychology. Equivalent
combination of education and experience may be considered in lieu
of Bachelor's degree.
- Minimum of 4 years working in the casino industry with at least
2 years' experience performing consulting and audit work in gaming
and non-gaming areas required.
- Experience in performing audits, reviews, and/or assessments
under Generally Accepted Auditing Standards (GAAS) or similar
- Experience in the areas of quality assurance, internal
controls, process control, program improvement and/or regulatory
matters relating to the National Indian Gaming Commission Minimum
Internal Control Standards, Bank Secrecy Act, Anti-Money
Laundering, and/or OFAC matters preferred.
- At the discretion of the San Manuel Tribal Gaming Commission
you may be required to obtain and maintain a gaming license.
- A qualified candidate/employee must have and maintain a valid
driver's license with an acceptable driving record as determined by
the enterprise's insurance carrier.
- Certified Internal Auditor (CIA), Certified Fraud Examiner
(CFE), and/or Certified Public Accountant (CPA) preferred.
San Manuel Band of Mission Indians and San Manuel Casino will
make reasonable accommodations in compliance with the Americans
with Disabilities Act of 1990.
As one of the largest private employers in the Inland Empire,
San Manuel deeply cares about the future, growth and well-being of
its employees. Join our team today!
Keywords: SAN MANUEL INDIAN BINGO & CASINO, Highland , Compliance Supervisor, Finance Operations, Other , Highland, California
Didn't find what you're looking for? Search again!